Compliance Specialist

Description

Summary

The Compliance Specialist provides support of all ACES Managed Questionnaires. This position requires monitoring and analysis of federal and state laws, and other requirements affecting consumer banking, consumer lending, automobile lending, mortgage lending, and mortgage servicing.

The Compliance Specialist interacts with business partners and internal ACES personnel, as needed, for special projects and technology initiatives. Additional responsibilities may include reporting requirements and analysis as directed by senior management.

Essential Functions / Responsibilities

Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions

• Daily monitoring of new and revised federal and state laws, government, and GSE requirements
• Recommend new or revised quality control questions, as needed
• Assist in the development of new or enhanced ACES Managed Questionnaires
• Collaboration with business partners or internal ACES personnel, as needed
• Research and respond to client inquiries in a timely and professional manner
  
  

Qualifications & Competencies

• Knowledge of federal and state laws, as well as standard/best practices applicable to consumer banking, consumer lending, automobile lending, mortgage lending, and mortgage servicing.
• Knowledge of standard mortgage, banking, and credit union, consumer lending, or credit card operating procedures.
• Ability to work independently and meet deadlines with minimal supervision
• Ability to research and present information and recommendations in a clear, concise manner
• Ability to proactively identify potential concerns and follow up to resolve such issues
• Possesses strong organization skills and attention to detail
• Exceptional communication skills (oral and written)
• Strong knowledge of Microsoft Office products and programs
  
  

Requirements

Required Education and Experience

• Strong research and analytical skills required
• Minimum 3-5 years of mortgage origination, servicing, or consumer lending/banking compliance experience required
• Experience working within quality assurance or quality control department(s) is desired
• Experience drafting compliance and quality control/assurance requirements, policies, procedures, and/or testing scripts is desired
• Knowledge of ACES, automobile or consumer lending software, and/or a primary core banking software is a plus
  
  

Travel Required

0%-10% travel. Potential travel includes onsite team meetings, training courses, and/or MBA conferences, where warranted.

Other Duties

Please note this job description is not designed to cover or contain a comprehensive listing of activities, duties or responsibilities that are required of the employee for this job. Duties, responsibilities, and activities may change at any time with or without notice.

Work Authorization: US Work Authorization Required